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United Kingdom, London, London
Hybrid
UK
Lockton - Experienced Professional
Compliance Officer
Purpose
To develop Lockton’s response to emerging regulatory risk and developments in the regulatory landscape. To be proactive in providing advice, and guidance to the business. To maintain a professional standard that satisfies legal and regulatory requirements and our ethical, moral, and regulatory duties to customers, including the need to treat them fairly and manage conflicts of interest. To contribute to Compliance’s assurance activities that ensure the business has the procedures, skills and tools it needs to deliver services and meet its strategic objectives. To help develop and maintain adequate policies and procedures to ensure compliance with the FCA Handbook across the business, and to provide training and guidance on the regulatory framework.
To provide support to all functions within the Risk & Compliance Unit.
Key Tasks & Responsibilities
Essential
Desirable
Full Time Permanent